UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
|
|
Washington, D.C. 20549
|
|
|
|
|
|
SCHEDULE 13G
|
|
|
|
Under the Securities Exchange Act of 1934
|
|
|
|
(Amendment No. )*
|
|
|
|
Rapid Micro Biosystems, Inc.
|
|
(Name of Issuer)
|
|
|
|
Class A Common Stock, $0.01 par value per share
|
|
(Title of Class of Securities)
|
|
|
|
75340L104
|
|
(CUSIP Number)
|
|
|
|
March 7, 2022
|
|
(Date of event which requires filing of this statement)
|
|
|
|
|
|
Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:
|
|
|
|
☐
|
Rule 13d-1(b)
|
☐
|
Rule 13d-1(c)
|
☒
|
Rule 13d-1(d)
|
|
|
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
Kennedy Lewis Management LP
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Delaware
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
5.1% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
PN, IA
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of Rapid Micro Biosystems, Inc. (the “Issuer”) issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
KLM GP LLC
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Delaware
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
5.1% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
OO, HC
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
Kennedy Lewis Investment Management LLC
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Delaware
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
5.1% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
OO, HC
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
Kennedy Lewis Investment Holdings II LLC
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Delaware
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
5.1% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
OO
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
Kennedy Lewis Capital Partners Master Fund II LP
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Cayman Islands
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
862,747 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
862,747 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
862,747 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
2.5% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
PN
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
Kennedy Lewis GP II LLC
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Delaware
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
862,747 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
862,747 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
862,747 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
2.5% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
OO
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
Kennedy Lewis Capital Partners Master Fund III LP
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
Cayman Islands
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
889,870
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
889,870
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
889,870
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
2.6%
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
PN
|
|
|
|||||
|
|
CUSIP No. 75340L104
|
13G
|
|
||
1
|
NAMES OF REPORTING PERSONS
|
|
|
|
Kennedy Lewis GP III LLC
|
|
|
||
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
||
(b)☐
|
|
|
||
3
|
SEC USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Delaware
|
|
|
||
|
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
889,870
|
|
|
||
|
|
|||
6
|
SHARED VOTING POWER
|
|
|
|
0 |
|
|
||
|
|
|||
7
|
SOLE DISPOSITIVE POWER
|
|
|
|
889,870
|
|
|
||
|
|
|||
8
|
SHARED DISPOSITIVE POWER
|
|
|
|
0
|
|
|
||
|
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
889,870
|
|
|
||
|
|
|||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
☐
|
|
|
||
|
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
2.6%
|
|
|
||
|
|
|||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
OO
|
|
|
||
|
|
CUSIP No. 75340L104
|
13G
|
|
||
1
|
NAMES OF REPORTING PERSONS
|
|
|
|
Darren Richman
|
|
|
||
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
||
(b)☐
|
|
|
||
3
|
SEC USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
USA
|
|
|
||
|
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
1,752,617 (1)
|
|
|
||
|
|
|||
6
|
SHARED VOTING POWER
|
|
|
|
0 |
|
|
||
|
|
|||
7
|
SOLE DISPOSITIVE POWER
|
|
|
|
1,752,617 (1)
|
|
|
||
|
|
|||
8
|
SHARED DISPOSITIVE POWER
|
|
|
|
0
|
|
|
||
|
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,752,617 (1)
|
|
|
||
|
|
|||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
☐
|
|
|
||
|
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
5.1% (1)
|
|
|
||
|
|
|||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
IN, HC
|
|
|
||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
CUSIP No. 75340L104
|
13G
|
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
|
|
||||
David Chene
|
|
|
|||||
|
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
||||
(a)☐
|
|
|
|||||
(b)☐
|
|
|
|||||
3
|
SEC USE ONLY
|
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||||
USA
|
|
|
|||||
|
|
||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
6
|
SHARED VOTING POWER
|
|
|
||||
0 |
|
|
|||||
|
|
||||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||||
0
|
|
|
|||||
|
|
||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||||
1,752,617 (1)
|
|
|
|||||
|
|
||||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||||
☐
|
|
|
|||||
|
|
||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||||
5.1% (1)
|
|
|
|||||
|
|
||||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||||
IN, HC
|
|
|
|||||
|
|
(1)
|
Includes 239,130 shares of Class A Common Stock of the Issuer issuable upon the exercise of warrants.
|
Item 1(a).
|
NAME OF ISSUER:
|
|
|
|
The name of the issuer is Rapid Micro Biosystems, Inc. (the "Issuer").
|
Item 1(b).
|
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
|
|
|
|
The Issuer's principal executive offices are located at 1001 Pawtucket Boulevard West, Suite 280, Lowell, MA 01854.
|
Item 2(a).
|
NAME OF PERSON FILING:
|
|
The persons filing this Schedule 13G (collectively, the “Reporting Persons”) are:
|
|
(i)
|
Kennedy Lewis Management LP (the “Adviser”)
|
|
(ii)
|
KLM GP LLC (“KLM”)
|
|
(iii)
|
Kennedy Lewis Investment Management LLC (“Kennedy Lewis Management”)
|
|
(iv)
|
Kennedy Lewis Investment Holdings II LLC (“Holdings II”)
|
|
(v)
|
Kennedy Lewis Capital Partners Master Fund II LP (“Master Fund II”)
|
|
(vi)
|
Kennedy Lewis GP II LLC (“Fund II GP”)
|
|
(vii)
|
Kennedy Lewis Capital Partners Master Fund III LP (“Master Fund III”)
|
|
(viii)
|
Kennedy Lewis GP III LLC (“Fund III GP”)
|
|
(ix)
|
Darren Richman
|
|
(x)
|
David Chene
|
Item 2(b).
|
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
|
|
|
|
The address of the principal business office of each of the Reporting Persons is 111 West 33rd St., Suite 1910, New York, NY 10120
|
Item 2(c).
|
CITIZENSHIP:
|
|
|
|
The citizenship with respect to a natural person or state of organization with respect to an entity, as applicable, of the Reporting Persons is as follows:
|
|
(i)
|
The Adviser – Delaware
|
|
(ii)
|
KLM – Delaware
|
|
(iii)
|
Kennedy Lewis Management – Delaware
|
|
(iv)
|
Holdings II – Delaware
|
|
(v)
|
Master Fund II – Cayman Islands
|
|
(vi)
|
Fund II GP – Delaware
|
|
(vii)
|
Master Fund III – Cayman Island
|
|
(viii)
|
Fund III GP – Delaware
|
|
(ix)
|
Darren Richman – United States
|
|
(x)
|
David Chene – United States
|
Item 2(d).
|
TITLE OF CLASS OF SECURITIES:
|
|
Class A Common Stock, $0.01 par value per share ("Class A Common Stock").
|
Item 2(e).
|
CUSIP NUMBER:
|
|
|
|
75340L104
|
Item 3.
|
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
|
|
Not Applicable
|
|
|
Item 4.
|
OWNERSHIP.
|
|
|
|
The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each of the Reporting Persons and is incorporated herein by reference.
|
|
|
|
Each of the Adviser, KLM, Kennedy Lewis Management, Holdings II, and Messrs. Richman and Chene are the beneficial owners of 1,752,617 shares of Class A Common Stock. Each of Master Fund II and Fund II GP are the
beneficial owners of 862,747 shares of Class A Common Stock. Each of Master Fund III and Fund III GP are the beneficial owners of 889,870 shares of Class A Common Stock. The shares of Class A Common Stock held by each of the Adviser, KLM,
Kennedy Lewis Management, Holdings II, and Messrs. Richman and Chene represent approximately 5.1%, each of Master Fund II and Fund II GP represent approximately 2.5%, and each of Master Fund III and Fund III GP approximately 2.6% of the
outstanding shares of Class A Common Stock, based on 34,449,144 shares of Class A Common Stock of the Issuer outstanding as of November 1, 2021, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on
November 15, 2021.
|
Item 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
|
|
|
|
Not applicable.
|
|
|
Item 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
|
|
|
|
Not applicable.
|
Item 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
|
|
|
|
Not applicable.
|
Item 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
|
|
|
|
Not applicable.
|
Item 9.
|
NOTICE OF DISSOLUTION OF GROUP.
|
|
|
|
Not applicable.
|
|
|
Item 10.
|
CERTIFICATION.
|
|
Not applicable.
|
|
|
|
|
|
|
|
KENNEDY LEWIS MANAGEMENT LP
|
||
|
|
|
|
|
By:
|
|
KLM GP LLC, its general partner
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Chief Operating Officer
|
|
|
||
|
KLM GP LLC
|
||
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Chief Operating Officer
|
|
KENNEDY LEWIS INVESTMENT MANAGEMENT LLC
|
||
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Chief Operating Officer
|
|
|
|
|
|
|
||
|
KENNEDY LEWIS INVESTMENT HOLDINGS II LLC
|
||
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
|
||
|
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND II LP
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis GP II LLC, its general partner
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
KENNEDY LEWIS GP II LLC
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
||
|
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND III LP
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis GP III LLC, its general partner
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
KENNEDY LEWIS GP III LLC
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
By:
|
|
/s/ Darren Richman
|
|
|
|
|
|
By:
|
|
/s/ David Chene
|
|
|
|
|
|
KENNEDY LEWIS MANAGEMENT LP
|
||
|
|
|
|
|
By:
|
|
KLM GP LLC, its general partner
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Chief Operating Officer
|
|
|
||
|
KLM GP LLC
|
||
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Chief Operating Officer
|
|
KENNEDY LEWIS INVESTMENT MANAGEMENT LLC
|
||
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Chief Operating Officer
|
|
|
|
|
|
|
||
|
KENNEDY LEWIS INVESTMENT HOLDINGS II LLC
|
||
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
|
||
|
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND II LP
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis GP II LLC, its general partner
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
KENNEDY LEWIS GP II LLC
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
||
|
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND III LP
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis GP III LLC, its general partner
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
KENNEDY LEWIS GP III LLC
|
||
|
|
|
|
|
By:
|
|
Kennedy Lewis Investment Holdings II LLC, its managing member
|
|
|
|
|
|
By:
|
|
/s/ Anthony Pasqua
|
|
Name:
|
|
Anthony Pasqua
|
|
Title:
|
|
Authorized Person
|
|
|
|
|
|
By:
|
|
/s/ Darren Richman
|
|
|
|
|
|
By:
|
|
/s/ David Chene
|
|
|
|
|